KATRINA graduated Cum Laude with a BS in Finance from Wayne State University in 2002 and an MBA in 2005 from Wayne State University as well. Before joining Raymond James Financial Services, she spent 21 years serving as a Compliance Liaison and Senior Registered Client Associate at Wells Fargo Advisors.  Prior to that, Katrina spent 6 years at NBD Bank as a Group Assistant. Katrina holds the position as the National Compliance Manager for Concurrent Advisors.  She leads the company by working in conjunction with Raymond James Financial Services Compliance Department to implement policies and procedures within the network which adheres to the regulations set forth by FINRA, the SEC and Raymond James.  She has also developed a monthly newsletter and webinar series to help Financial Advisors and Support Staff develop a deeper understanding of compliance and the tool available to help with their business.  She also serves as Branch Manager for the Midwest Region of Concurrent Advisors in which she oversees several branches. Her responsibilities include performing branch examinations, educating Financial Advisors and Support Staff in compliance, assisting branches with complex issues and reviewing and approving activities of the branch.  Katrina also has another role as the head of the Support Team for the Grosse Pointe Michigan office.  She leads the team in supervising and serving as a mentor to the support staff, conducting employee evaluations and preparing materials for Retirement Committee Meetings performed by the Senior Institutional Consultant.  Katrina holds Series 3, 7, 8, 63, 65 registrations as well as life, health and annuity contract insurance licenses.  She also serves on the RJFS Advisory Council.